Partners in Confidence: Tender exercise for a Scheme considering endgame options | Case studies | Quantum Advisory

Partners in Confidence: Tender exercise for a Scheme considering endgame options

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Quantum Advisory’s independent tender process gave trustees confidence they had the right partner for the journey to buy-in. The outcome was fiduciary mandate that supported the scheme’s end game objective with a clear path towards securing members' benefits with an insurer.


Understanding the challenge

The trustee board of a £20m defined benefit pension scheme was preparing for the next stage of its endgame journey, with the aim of completing an insurance buy-in transaction in the short to medium term. While trustees had a positive relationship with their incumbent fiduciary manager, they wanted independent assurance that their fiduciary management arrangements remained fit for purpose as the Scheme approached buy-in.

Quantum was appointed to design and manage a competitive tender exercise, assessing both long- and short-listed fiduciary managers against the Scheme's specific objectives. The goal was to identify the provider best placed to support the Scheme through its final phase, balancing investment expertise, buy-in readiness, risk management and value for money.


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Our approach

Quantum Advisory designed and managed a competitive tender exercise tailored to the Scheme's circumstances, objectives and expected buy-in timeframe. Each FM proposals was evaluated against the Scheme’s requirements. During discussions between the Trustee and Quantum, we focused on the following key areas:

  • Buy-in expertise – evaluating the number of successful buy-ins the FM’s had completed and strength of insurer market relationships.
  • Effective Liability Management – reviewing how they tracked and hedged insurer buy-in pricing, and how they monitor and rebalance interest rate and inflation hedges.w
  • Transition and buy-in costs – we compared the all in costs of the buy-in project including management fees, project fees (where appropriate), and transition costs.
  • Investment strategy proposal – using our investment and risk transfer expertise, we assessed the appropriateness of each of the proposed investment strategies. This included a particular focus on risk management within the context of the Scheme’s objective and timeline.
  • Performance – we analysed historic performance track records of similar investment mandates against the relevant composite. This was done by assessing performance of mandates at the same FM and across different FMs. 

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The impact – Outcome and results

  • Independent market testing supporting effective decision-making.
  • Confidence in choice of fiduciary manager.
  • Endgame-aligned fiduciary mandate.
  • Greater buy-in readiness.
  • Balance of cost and services provided.

By combining technical investment expertise with clear communication and practical endgame experience, Quantum helped the trustees navigate a critical decision and position the Scheme for the next stage of its journey.

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